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10 Step Plan For Writing Standard Operating Procedures

This week we start a series of articles on how to write Standard Operating Procedures (also called SOPs). The aim is to introduce the key concepts involved in:

  • Designing
  • Writing
  • Formatting
  • Testing and
  • Maintaining Standard Operating Procedures (SOPs)

These tutorials will look at how you can put together a team of writers who can write procedures to an acceptable level so that your company is better organised, both internally and customer-facing.

Learn more about this Standard Operating Procedure (SOP) template

Download this template – MS Word

Download this template – Apple iWork Pages

Is it for experts of beginners?

We’ll start with the fundamentals and then work our way up to more complicated areas. For example, we’ll look at how to get funding for your project, how to write technical writers and how to use naming conventions so that you can find document more easily once they have been archived.

10 Step Plan to Writing Standard Operating Procedures

The process of developing Standard Operating Procedures (SOPs) involves ten steps.

The approach we will use is to assume that you are starting from scratch and want to develop your SOPs in a structured manner. This means that along with writing the SOPs, you will also have them written in a way that allows others to find them, update them and share them where necessary.

  • Organise the Procedure Writing Team
  • Get Support from Management
  • Define Team Procedures, Templates and Style Guides
  • Information Gathering Phase
  • Examine As-Is Processes
  • Explore To Be Processes
  • Write the Standard Operating Procedures
  • Test the Standard Operating Procedures
  • Sign-Off the Standard Operating Procedures
  • Release the SOPs
  • Maintain the SOPs

How about Style Guides and Templates?

We will also look at how to setup style guide, templates, and adopt naming conventions for all procedures.

What else will the course include?

Some of the other topics will include:

  • Role and Function of SOPs
  • How to conduct a Needs Assessment
  • How to implement SOPs
  • How to Evaluate SOPs
  • How to create SOP templates
  • How to format SOPs, Process, and Flowcharts
  • How to define a SOP

At the end of the course, we’ll share some free sample SOPs and other resources that will help you write your procedures.

That’s it for now.

From tomorrow, we will begin to walk you through the entire process and look at each step involved in creating your procedures.

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Business Process Design Tutorial # 1: Why, What & How?


At the end of the workshop, our client confessed, ‘I didn’t know our business worked like that’.

We’d come onsite and over three months mapped out the processes in his Finance, Sales and Operations Depts. For me, one of the most rewarding aspects of Business Analysis is discovering how a business works and then mapping it out in Visio.

Business Process Template – MS Word

Definition: What is a Business Process?

We write the process narratives in Word. In simple terms, business process design is a way of gathering related, structured activities (tasks) that serve a particular goal, usually for customer though it can also be for an IT system. The best way I’ve found to capture the business process is in flowcharts, which show the sequence of activities and where each task inter-relates.

I’ve learnt so much how business models work by taking a business apart, process by process, and seeing where it’s working best and where it needs some fine-tuning.

  • One definition of a business process is that it’s a ‘set of coordinated tasks and activities that will lead to accomplishing a specific organizational goal’ TechTarget’s Definition of Business Process. In addition, business process management (BPM) is a systematic approach to improving those processes.
  • The Business Process Management Initiative (BPMI) promotes the standardization of common business processes, as a means of furthering e-business and business-to-business (B2B) development. To realize end, it developed the Business Process Modeling Language (BPML), an Extensible Markup Language (XML)-based meta-language for modeling business processes.
  • A business process diagram let’s you illustrate activities that are designed to produce specific outputs. For example, if you worked for a bank, you might have a Credit Card application process.That shows what the customer needs to give in, what happens when the application is received, and what results are expected. The customer gets a new credit card or is rejected. You need to design processes for each these scenarios.

Visio Business Process templates

Business Process Example

Let’s look at an example of creating a process flow diagram for a Credit Card application. Like we said, business processes show how to capture (record) the order in which activities occur.

For example.

  1. Customer applies for credit card on the bank site
  2. Customer applies for credit card in the branch
  3. Customer applies for credit card at promotional event
  4. The credit card application is received electronically, but the email is wrong (separate process flow)
  5. The credit card application is received at main office, but address is missing (separate process flow)
  6. The credit card application is received at branch office who send it to head office (separate process flow) Then
  7. The customer gets a new credit card in the post
  8. The customer is offered a new credit card but has to come into the branch (with ID) to pick it up
  9. The customer is offered a new credit card but it send to the wrong address (printing error)
  10. The customer is rejected online.
  11. The customer is rejected at branch.
  12. The customer is rejected at sub-branch.

All of these scenarios need to be mapped correctly and, if necessary, form part of a new process. For example, the credit card rejection process. As a Business Analyst, you need to design business processes for each these scenarios.

Business Process Analysis

A process must have a start, inputs (documents or information) and outputs (reports/forms/results). At its most simple level, every process has a:

  1. Start – what triggers the process into action? I want a credit card.
  2. Middle – what goes on in the process? The different steps, including variations, business rules, and possible exceptions.
  3. End – what conditions are necessary to close the process? I got my plastic friend. Woohoo!


Business process modeling involves designing processes that add value by showing the transformation of inputs into useful outputs.

What inputs go into the Business Process?

Inputs are whatever enters something into the process, for example, the customer (a human resource) submits a credit card application. In another process, a HR system (equipment) may submit a report to anther IT system, maybe the SAP or Oracle databases. Inputs can be resources (people), materials, energy, and equipment (software).

In UML, a resource is an input to a business process and is consumed during the processing. For example, as each daily train service is run, the service resource is ‘used up’ as far as the process of recording actual train times is concerned. When mapping business processes, an Input link indicates that the resource is consumed in the processing procedure. For example, when customer orders are processed they are signed off and used only once per order.

What are Business Process Analysis outputs?

Outputs are the result, the end product, in the business cycle. Outputs may be a physical product (possibly used as an input to another process) or a service. Outputs are whatever is produced as a result of this action. While this seems obvious, remember that in complexes there may be two or more outputs. You need to decide which is the main output and relegate other outputs to sub-processes. More on sub-processes later.

As a Business Analyst, this means that in the credit card application, the outputs will be the Acceptance of the Credit Card request or a Rejection of the request. When designing the process map, make sure you cover all scenarios so the process flow and all intermediate activities are mapped.


A business process will typically produce one or more outputs to the business, either for internal use of to satisfy external requirements. Outputs may be a physical object (such as a report), a transformation of raw resources into a new arrangement (a daily schedule) or a business result such as completing a customer order.

Remember, business process A’s output may feed into business processes B, either as a requested item or a trigger to start new activities.

Next week, I’ll look at how to use Business Process design techniques for large Software Development projects. You might want to read this if you’re looking at ways to improve your department’s performance, outsource projects, or to improve your knowledge of process design.

Do you enjoy process design or designing flowcharts? Please share your thoughts or lessons learnt below.

About the Author: Ivan Walsh is a contributing editor to the Klariti Small Business Centre. Ivan also shares Business Plan Ideas for SMEs on his business blog. Follow him on Twitter

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Procedures Writing Guidelines

Illustration of a scribe writing
Image via Wikipedia

A Standard Operating Procedure is a set of instructions having the force of a directive, covering those features of operations that lend themselves to a definite or standardized procedure without loss of effectiveness.

Standard Operating Policies and Procedures can be effective catalysts to drive performance improvement and improve organizational results. Most quality systems are based on its standard operating procedures (SOPs).

With that in mind, you might want to consider the following points when writing your standard operating procedures (SOPs): Continue reading Procedures Writing Guidelines

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Process Design – Tips for Helping Your Team Adapt

Prime hi-tech project manager organizing tool,...
Image by Geodog via Flickr

So you have decided to adopt a more formal process for getting your projects done, congratulations.

It is a good decision that will help you better manage your projects, make your team more efficient and improve your chances of coming in on schedule and on budget. Continue reading Process Design – Tips for Helping Your Team Adapt